-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VtO4PnVUg/J/IbuN/p3JIoiPh9fMTErWXT512pkse4DGzZXFERML2ixbCQhUdKxm azJGmewMV0ccDiHpHrt7gg== 0000891836-07-000088.txt : 20070302 0000891836-07-000088.hdr.sgml : 20070302 20070302165935 ACCESSION NUMBER: 0000891836-07-000088 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070302 DATE AS OF CHANGE: 20070302 GROUP MEMBERS: RELIASTAR INVESTMENT RESEARCH INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: REGENCY AFFILIATES INC CENTRAL INDEX KEY: 0000099249 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 720888772 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-33017 FILM NUMBER: 07668535 BUSINESS ADDRESS: STREET 1: 729 SE FEDERAL HWY STREET 2: STE 307 CITY: STUART STATE: FL ZIP: 34994 BUSINESS PHONE: 5612207662 MAIL ADDRESS: STREET 1: 729 SE FEDERAL HWY STREET 2: STE 307 CITY: STUART STATE: FL ZIP: 34994 FORMER COMPANY: FORMER CONFORMED NAME: TRANSCONTINENTAL ENERGY CORP/DE/ DATE OF NAME CHANGE: 19880417 FORMER COMPANY: FORMER CONFORMED NAME: TRANSCONTINENTAL OIL CORP/NEW/ DATE OF NAME CHANGE: 19810820 FORMER COMPANY: FORMER CONFORMED NAME: TRANSCONTINENTAL ENERGY CORP DATE OF NAME CHANGE: 19800609 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ING GROEP NV CENTRAL INDEX KEY: 0001039765 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: AMSTELVEENSEWEG 500, 1081 KL AMSTERDAM STREET 2: PO BOX 810, 1000 AV CITY: AMSTERDAM STATE: P7 ZIP: 0000 BUSINESS PHONE: 01131205418534 MAIL ADDRESS: STREET 1: AMSTELVEENSEWEG 500, 1081 KL AMSTERDAM STREET 2: PO BOX 810, 1000 AV CITY: AMSTERDAM STATE: P7 ZIP: 0000 SC 13G 1 sc0035.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 REGENCY AFFILIATES, INC. - -------------------------------------------------------------------------------- (NAME OF ISSUER) COMMON STOCK - -------------------------------------------------------------------------------- (TITLE OF CLASS OF SECURITIES) 758847305 - -------------------------------------------------------------------------------- (CUSIP NUMBER) FEBRUARY 20, 2007 - -------------------------------------------------------------------------------- (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [X] Rule 13d-1(c) [_] Rule 13d-1(d) PAGE 1 OF 9 PAGES CUSIP NO. 758847305 13G PAGE 2 OF 9 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS ING Groep N.V. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] Not Applicable (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION The Netherlands - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 252,020 (1) NUMBER OF --------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY EACH 0 REPORTING --------------------------------------------------------- PERSON WITH: 7 SOLE DISPOSITIVE POWER 252,020 (1) --------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 252,020 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.157% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON HC - -------------------------------------------------------------------------------- - -------------------- 1 These shares are held by indirect subsidiaries of ING Groep N.V. -2- CUSIP NO. 758847305 13G PAGE 3 OF 9 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS ReliaStar Investment Research Inc. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] Not Applicable (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Minnesota - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 252,020 (2) NUMBER OF --------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY EACH 0 REPORTING --------------------------------------------------------- PERSON WITH: 7 SOLE DISPOSITIVE POWER 252,020 (2) --------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 252,020 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.157% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- - -------------------- 2 ReliaStar Investment Research Inc. is a wholly owned indirect subsidiary of ING Groep N.V. -3- CUSIP NO. 758847305 13G PAGE 4 OF 9 PAGES ITEM 1(A). NAME OF ISSUER: Regency Affiliates, Inc. ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 610 N.E. Jensen Beach Boulevard Jensen Beach, Florida 34957 ITEM 2(A). NAME OF PERSON FILING: ING Groep N.V. ReliaStar Investment Research Inc. ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: Amstelveenseweg 500 1081 KL Amsterdam P.O. Box 810 1000 AV Amsterdam The Netherlands ReliaStar Investment Research Inc. 5780 Powers Ferry Road, Suite 300 Atlanta, Georgia 30327 ITEM 2(C). CITIZENSHIP: See item 4 on Page 2 See item 4 on Page 3 ITEM 2(D). TITLE OF CLASS OF SECURITIES: Common Stock ITEM 2(E). CUSIP NUMBER: 758847305 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B), OR 13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A: (Not Applicable) (a) [_] Broker or dealer registered under Section 15 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"); (b) [_] Bank as defined in Section 3(a)(6) of the Exchange Act; (c) [_] Insurance company as defined in Section 3(a)(19) of the Exchange Act; -4- CUSIP NO. 758847305 13G PAGE 5 OF 9 PAGES (d) [_] Investment company registered under Section 8 of the Investment Company Act of 1940, as amended (the "Investment Company Act"); (e) [_] Investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E) under the Exchange Act; (f) [_] Employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F) under the Exchange Act; (g) [_] Parent holding company or control person in accordance with Rule 13d-1(b)(ii)(G) under the Exchange Act; (h) [_] Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [_] Church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [_] Group in accordance with Rule 13d-1(b)(1)(ii)(J) under the Exchange Act. ITEM 4. OWNERSHIP. (a) Amount beneficially owned: See item 9 on Page 2 See item 9 on Page 3 (b) Percent of class: See item 11 on Page 2 See item 11 on Page 3 (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: See item 5 on Page 2 See item 5 on Page 3 (ii) Shared power to vote or to direct the vote: See item 6 on Page 2 See item 6 on Page 3 (iii) Sole power to dispose or to direct the disposition of: See item 7 on Page 2 See item 7 on Page 3 -5- CUSIP NO. 758847305 13G PAGE 6 OF 9 PAGES (iv) Shared power to dispose or to direct the disposition of: See item 8 on Page 2 See item 8 on Page 3 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not Applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable ITEM 10. CERTIFICATION. By signing below we certify that, to the best of our knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. -6- CUSIP NO. 758847305 13G PAGE 7 OF 9 PAGES SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. March 2, 2007 ---------------------------------------- (Date) ING GROEP N.V. By: /s/ Klaas de Wit ---------------------------------------- (Signature) Klaas de Wit Head of Compliance Operations ---------------------------------------- (Name/Title) /s/ Cornelis Blokbergen ---------------------------------------- (Signature) Cornelis Blokbergen Head Legal Department ---------------------------------------- (Name/Title) CUSIP NO. 758847305 13G PAGE 8 OF 9 PAGES SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. March 2, 2007 ---------------------------------------- (Date) RELIASTAR INVESTMENT RESEARCH INC. By: /s/ Michael B. Lisenby ---------------------------------------- (Signature) Michael B. Lisenby Vice President ---------------------------------------- (Name/Title) /s/ William H. Hope, II ---------------------------------------- (Signature) William H. Hope, II Assistant Secretary ---------------------------------------- (Name/Title) CUSIP NO. 758847305 13G PAGE 9 OF 9 PAGES Exhibit A to Schedule 13G Joint Filing Agreement Pursuant to Rule 13d-1(k) The undersigned persons (the "Reporting Persons") hereby agree that a joint statement on this Schedule 13G, and any amendments thereto, be filed on their behalf by ING Groep N.V. Each of the Reporting Persons is responsible for the completeness and accuracy of the information concerning each of them contained therein, but none of the Reporting Persons is responsible for the completeness or accuracy of the information concerning any other Reporting Person. Date: March 2, 2007 ING Groep N.V. By: /s/ Klaas de Wit ------------------------------------- Name: Klaas de Wit Title: Head of Compliance Operations By: /s/ Cornelis Blokbergen ------------------------------------- Name: Cornelis Blokbergen Title: Head Legal Department ReliaStar Investment Research Inc. By: /s/ Michael B. Lisenby ------------------------------------- Name: Michael B. Lisenby Title: Vice President By: /s/ William H. Hope, II ------------------------------------- Name: William H. Hope, II Title: Assistant Secretary -----END PRIVACY-ENHANCED MESSAGE-----